Prema Thiele, partner at Borden Ladner Gervais LLP, breaks down the challenges of implementing the second phase of the Client Relationship Model. She explains how CRM 2 can make the advisor/client relationship stronger, and enhance your business.
In part three of a three-part series, John Fabello, securities lawyer and partner, Torys LLP, explains five key ways for advisors to protect themselves from legal liability. He spoke with Patricia Chisholm, senior editor, Investment Executive at the TMX Broadcast Centre in Toronto.
In part two of a three-part series, John Fabello, securities lawyer and partner, Torys LLP, discusses the potential legal definitions of a best interest standard. He explains how a best interest standard would be viewed by courts and regulators and discusses the possible litigation impact on advisors. He spoke with Patricia Chisholm, senior editor, Investment Executive at the TMX Broadcast Centre in Toronto.
In part one of this three-part series, John Fabello, securities lawyer and partner, Torys LLP, explains that regulatory scrutiny and alternative dispute resolution proceedings are on the rise for advisors. Fabello outlines the top three areas that trip up advisors and gives pragmatic tips on how to protect yourself from litigation. He spoke to Patricia Chisholm, senior editor, Investment Executive at the TMX Broadcast Centre in Toronto.
Court finds that emerging medical information did not void a new policy
WHEN FORMER U.S. PRESIDENT George W. Bush was informed of the gravity of the financial crisis in the autumn of 2008, with the accompanying need for a massive public bailout, the bewildered Bush is reputed to have said: “How did this happen?” It’s a question that might well be asked of the current patchwork of […]
The Concenta-Olympia group of appeals has met with a set-back in the Tax Court of Canada
A new white paper calls on business to do a better job of protecting privacy in a “bring your own device world”
Canada’s new legislation is among the world’s toughest; review of your practices is essential
Distractions aside, Ontarians need to admit that avoidance doesn't work