More wealth firms have entered the U.S.-Canada cross-border space in recent years. But are they ready?
Plus, new leadership at Women in Capital Markets and a new executive at Horizons
Alongside Kevin Gopaul's recent exit from BMO GAM are advisor and senior-level moves
Advisors identify struggles such as back-office glitches and gaps in business support
As OSC review gathers dust, regulators continue to question the ethics of proprietary-only product shelves
The process of becoming dually registered could span several years, CIRO warns
Plus, other people moves across the financial industry
Wellington-Altus changes take shape, plus other industry announcements
Associations, hedge funds and wealth management firms all made new appointments
His departure, effective July 31, has kickstarted other executive shifts