Home James Langton

Terms of firm's sale weren't fully disclosed to regulators

  • April 5, 2024 April 5, 2024
  • 15:09

RBC Capital Markets leads both debt, equity league tables

  • April 4, 2024 April 4, 2024
  • 17:51

Deal includes 16,000 accounts, $2 billion in assets, 30 advisors

  • April 4, 2024 April 4, 2024
  • 17:26

OneCoin scheme took in over US$4 billion from investors, U.S. authorities allege

  • April 4, 2024 April 4, 2024
  • 14:50

Off-channel communications hamper regulatory oversight

  • April 4, 2024 April 4, 2024
  • 14:39

Expansion of business lines multiplies conflicts and regulatory challenges

  • April 4, 2024 April 4, 2024
  • 14:12

Crypto firm to pursue full dealer and ATS registration, plus SRO membership

  • April 4, 2024 April 4, 2024
  • 13:58

Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29

  • April 3, 2024 April 3, 2024
  • 13:55

Consolidation on hold as valuations sag, regulatory oversight intensifies

  • April 3, 2024 April 3, 2024
  • 13:45

U.S. bank failures possible, particularly for smaller banks with higher exposures

  • April 3, 2024 April 3, 2024
  • 13:39