Self-regulatory organization reported year-over-year decline in decisions and sanctions
SEC's bid for enhanced oversight rejected amid sector's rapid growth
Consultation to review consumer protection, competition, systemic risk concerns
Regulators expected to get tough on non-compliance with climate-related obligations
Recent SCOTUS rulings curbing agencies' power has financial industry implications: Moody's
Consultation seeks common approach to applying new crypto rules
Benchmark reform creates opportunity for vehicles that flopped in the financial crisis
Lower court ruled widow entitled to cancel policy switch, collect $1.3M payout
Regulator proposes new regime to pay out disgorged funds to victims of misconduct
Reforms streamline listing rules, reduce shareholder votes