Home James Langton

Firm's lower fine reflects cooperation, remediation efforts, regulator says

  • October 1, 2024 October 1, 2024
  • 14:14

Economic, financial pressures combined with industry-specific factors drive defaults

  • October 1, 2024 October 1, 2024
  • 14:09

Synthetic settings cease, marking last step in major benchmark reform

  • October 1, 2024 October 1, 2024
  • 14:04

Trader engaged in widespread spoofing, authorities alleged

  • September 30, 2024 September 30, 2024
  • 17:39

Block trade in interlisted stock was executed off-exchange without regulatory approval

  • September 30, 2024 September 30, 2024
  • 15:15

Initiative allows firms to test innovations, explore potential regulatory reforms

  • September 30, 2024 September 30, 2024
  • 14:40

Unregistered network enabled possible tax evasion, money laundering, regulator says

  • September 30, 2024 September 30, 2024
  • 14:31

Fund flows seen slowing in months ahead as rates ease

  • September 30, 2024 September 30, 2024
  • 14:30

Man agrees to pay trading profits plus 50% to regulator

  • September 27, 2024 September 27, 2024
  • 17:40

SEC, DoJ allege execs' emails were hacked to get inside information on earnings

  • September 27, 2024 September 27, 2024
  • 15:33