After having tried retirement once before, the longtime financial services executive now wants to spend his time doing other things
The financial services sector faces a serious lack of public trust, encompassing such areas as fees, practices and ethics
The MFDA is seeking feedback on a variety of areas that may be included as part of a new, mandated CE requirement
Horizons' co-CEO Steven Hawkins takes over as the firm continues to expand and build its award-winning ETFs
ETF Facts would be similar to the Fund Facts document that must be provided to clients who purchase mutual funds
Funds that invest in corporate bonds and other less liquid fixed-income securities are especially susceptible
New Vanguard research provides a framework to help advisors focus on the areas that offer the most value to clients
The solution is to live up to high ethical standards and help clients manage their costs and risks
Investors are turning to ETFs for their low management fees, transparency and liquidity — and more disruption is coming
Smart beta ETFs come with a different set of risk factors that investors don’t fully understand