Regulators are drafting new guidance that may lead to revised life insurance licence requirements
The life licence course includes material on compliance and regulation, but some advisors may not be required to update their training
InvestorCOM, a vendor of Mackenzie Investments, had data exposed when hackers targeted a secure file transfer service
Advisors should “show a less rosy picture” than the DSIR
One in 10 Canadians, many lacking employer-sponsored disability coverage, work in the gig economy
Final rules for a ban beginning June 1 were sent to the finance minister for approval
New ETFs give exposure to short-term treasuries, Big 6 Canadian banks, and the hospitality and travel industry
Fees and disappointing returns are rarely deal breakers
Andy Mitchell, who has headed two dealer firms, takes IFIC’s helm as the industry adjusts to a new SRO and disclosure rules
Supervision framework “largely based on delegation to upline agents,” regulator alleged