The IDA has provided a unique opportunity to design a new regulatory system
Regulators need to back up their tough talk on reforms with some action
New software helps mutual fund managers meet regulatory requirements
New IFIC chair appears ready to prove the fund industry is backing investors
With meaningful disclosure, people could see what their investment funds cost
Damage of recent scandals puts spotlight on flawed rules and procedures
Advisors must consider whether another investment would be more suitable
We need to revisit the principles of the Securities Act
It usually brings on the legal and moral obligations of a fiduciary nature
Questions about know-your-product requirements show lack of understanding