Home Glorianne Stromberg

Clients’ needs must come first for advisors to meet their fiduciary obligations

  • November 13, 2006 October 30, 2019
  • 15:05

Lofty expenses are eroding Canadians’ ability to provide for their well-being

  • October 16, 2006 October 30, 2019
  • 12:54

Study finds Canada has the highest mutual fund fees in the world

  • October 3, 2006 October 30, 2019
  • 11:02

The new mutual fund governance rule known as National Instrument 81-107 was unveiled by the Canadian Securities Admin-istrators with much fanfare at the end of July as a great step forward in investor protection. The rule requires the managers of all investment funds that are reporting issuers to establish independent review committees to oversee the […]

  • August 30, 2006 October 30, 2019
  • 14:39

The OSC seems to have lost sight of its investor-protection mandate

  • June 2, 2006 October 30, 2019
  • 11:27

Regulators let shareholders down by requiring annual information requests

  • May 2, 2006 October 30, 2019
  • 13:07

Morningstar’s decision to withdraw from the CIFSC prompts a hard look

  • April 4, 2006 October 30, 2019
  • 10:18

Opposition to a single securities regulator crumbles before Crawford proposals

  • March 6, 2006 October 30, 2019
  • 16:01

Shortcomings are caused by advisors’ firms and securities commissions

  • February 16, 2006 October 30, 2019
  • 14:46

A fearless forecast for Canadian regulatory developments in 2006

  • January 27, 2006 October 30, 2019
  • 15:36