One of the key questions in the case of Berkshire Investment Group Inc.’s supervision of rogue broker Ian Thow is: how did Berkshire reconcile Thow’s extravagant lifestyle with his relatively modest income as a branch manager? Much to the chagrin of his victims, that question remains unanswered.In December, a Mutual Fund Dealers Association of Canada […]
The proliferation of B.C.-based sham business ventures registering in the U.S. is finally catching the BCSC’s attention
The SRO’s poor collection record stems from its lack of statutory power in all provinces except Alberta
Brian Gracey is a Vancouver chartered accountant and mining promoter, but he doesn’t make his money by finding minerals. He makes it by charging fees.Gracey works out of a shabby office in the Howe Street financial district, but appearances can be deceiving. He makes a good living, good enough to live in a $2.2-million home […]
No reason given for decision, which stems from allegations against rogue employee Ian Thow
Club touts member participation in investment decisions, and charges a $1,000 membership fee
BCSC panel finds that the former investment advisor defrauded investors of millions to support his lavish lifestyle
BCSC says it’s vital information
Despite Flaherty’s willingness to proceed, politicians and securities commissions will dig in their heels
There are concerns that the professional association of B.C. geologists is unwilling or unable to regulate its members