Speakers at IIAC Small and Independent Dealers symposium suggest meeting the family and finding out about the will
U.S. firm moves small accounts to younger brokers
This year, there have been a total of 74 rules out for comment vs only 28 in all of 2007 — and the increase in regulatory costs is resulting in consolidation among smaller firms
CEO Susan Wolburgh Jenah speaks for the first time about IIROC’s data loss and the steps the organization is taking to ensure it doesn’t happen again
Online tool designed to help clients understand financial credentials and titles
Banks and credit unions have place added emphasis on issues affecting minorities, women and people with disabilities
There were lower ratings across the board - and for three banks, in particular.But there also were bright rays of light
Although advisors have built up their assets under management over the past year, their pay is either going down or stagnant. Advisors also are dissatisfied with reward and recognition progams
Advisors with Canada's top dealer firms are growing their businesses, but many advisors would like to see their firms step up their efforts and provide more services in the years ahead
IIROC recommends firms pre-approve all third-party content before it is posted online by advisors