Winston King-Loong Kuit has been ordered to disgorge $147,500 and pay $20,000 in costs for improperly distributing securities and providing misleading information to compliance
Discounts under CI Preferred Pricing and CI Private Wealth are expected to take effect in May for investors with a minimum account threshold
Dwight Victor Spaetgens has been banned for 15 years and must pay an administrative penalty of $40,000 and $65,000 for the regulator’s costs
Stasha Ninkovic assumes the role on Tuesday, bringing years of experience in asset-servicing operations
The Scotiabank Cybersecurity and Risk Analytics Initiative will finance a series of programs, from internships and speaker events to hackathons
Sasha Jacob has also been suspended from acting in the capacity of “ultimate designated person” for three years for failing to oversee the activities and individuals at the firm
There are plenty of signs that Canada’s economy is heading in the right direction, although various headwinds remain
But financial advisors could play a critical role in helping women who make investment decisions for their households become more confident
Hart has taken on several senior positions in credit and risk management in the U.S. and Canada throughout his tenure at Scotiabank
The majority of HNW clients believe the “core value” of advice lies in developing a personalized, goals-driven financial plan, not in investment management