T+2 brings the cycle in line with other global markets
The ASC had charged Kenneth Fowler with fraud in relation to a scheme involving the sale of securities in TIE Mortgage
The Purpose Investment subsidiary is the fourth ETF issuer to list securities on the exchange
The changes, which take effect at the end of the month, were made in response to the CSA’s new methodology for classifying risk
The program includes the release of five target-risk portfolios that will access third-party funds and leverages Morningstar’s research arm
Although complaint volumes increased year-over-year, overall trends remained consistent
Administration and management fees as well as trailing commissions are being reduced while five portfolios are being renamed
Unitholders in RBC Target 2017 Corporate Bond Index ETF will receive the final net asset value as of Nov. 17
The April review will focus on recent allegations related to financial institutions’ sale of products and services to clients
Pennington will manage the firm’s investment strategies, which include everything from equity and fixed-income to asset allocation, in her new role