{"id":268852,"date":"2013-06-03T15:40:00","date_gmt":"2013-06-03T20:40:00","guid":{"rendered":"https:\/\/www.investmentexecutive.com\/uncategorized\/mfda-suspends-w-h-stuart\/"},"modified":"2017-12-19T12:37:55","modified_gmt":"2017-12-19T17:37:55","slug":"mfda-suspends-w-h-stuart","status":"publish","type":"post","link":"https:\/\/www.investmentexecutive.com\/news\/from-the-regulators\/mfda-suspends-w-h-stuart\/","title":{"rendered":"MFDA suspends W.H. Stuart"},"content":{"rendered":"<p> The Mutual Fund Dealers of Canada (MFDA) has suspended the membership of Markham, Ont.-based W. H. Stuart Mutuals Ltd.<\/p>\n<p> Back in May, the MFDA ordered the fund dealer to halt all public transactions because the firm was likely to become undercapitalized.<\/p>\n<p style=\"text-align: center;\"> <strong><a href=\"http:\/\/www.investmentexecutive.com\/news\/from-the-regulators\/w-h-stuart-ordered-to-halt-all-public-transactions\">W.H. Stuart ordered to halt all public transactions<\/a><\/strong><\/p>\n<p> A hearing panel suspended the firm following submissions on May 31 from MFDA staff and counsel for Marilyn Stuart, part owner of W.H. Stuart.<\/p>\n<p> The hearing panel said it will issue written reasons for its decisions in due course and adjourned the proceeding indefinitely.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Proceedings adjourned<\/p>\n","protected":false},"author":38954,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[2312,2324],"tags":[2496],"yst_prominent_words":[],"acf":[],"_links":{"self":[{"href":"https:\/\/www.investmentexecutive.com\/wp-json\/wp\/v2\/posts\/268852"}],"collection":[{"href":"https:\/\/www.investmentexecutive.com\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investmentexecutive.com\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investmentexecutive.com\/wp-json\/wp\/v2\/users\/38954"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investmentexecutive.com\/wp-json\/wp\/v2\/comments?post=268852"}],"version-history":[{"count":0,"href":"https:\/\/www.investmentexecutive.com\/wp-json\/wp\/v2\/posts\/268852\/revisions"}],"wp:attachment":[{"href":"https:\/\/www.investmentexecutive.com\/wp-json\/wp\/v2\/media?parent=268852"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investmentexecutive.com\/wp-json\/wp\/v2\/categories?post=268852"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investmentexecutive.com\/wp-json\/wp\/v2\/tags?post=268852"},{"taxonomy":"yst_prominent_words","embeddable":true,"href":"https:\/\/www.investmentexecutive.com\/wp-json\/wp\/v2\/yst_prominent_words?post=268852"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}