In this week’s Gaining Altitude, Dan Richards, CEO, Client Insights, outlines strategies advisors can use to ease prospects’ resistance to moving their accounts.
Affected CPAs will have the option to become members of the national group
Firms failed to ensure that investors got fund fee rebates, waivers
Trio of firms sanctioned for regulatory reporting issues
Prices rose just 0.1% from October to November: U.S. Commerce Department
2025 board members named for key OSC committee, FID, while IFBC’s Susan Allemang retires after 20 years
Panel orders more than US$50M in disgorgement, plus $5M in penalties and costs
A look at the status of selected tax proposals from the Trudeau government
The Dynamic Precious Metals Fund has outperformed its category and index over one, three, five and 10-year periods