Keyword: Whistleblowers

192 results found

Regulator asserts jurisdiction and calls for whistleblower tips

Businessman Blowing Whistle Isolated on White Background

Record-setting payout follows tip that caused regulator to widen ongoing investigation, prompted action from a second federal agency

whistleblower

Tipster fails to sway regulator on divvying up reward

The insider provided information the commission otherwise could not have obtained

  • By: IE Staff
  • March 20, 2023 March 20, 2023
  • 12:46
Businessman Blowing Whistle Isolated on White Background

OSC touts success of tip line, hopes to expand its reach

gavel on a laptop

Crypto lending program amounted to an unregistered offering, regulator alleges

Businessman Blowing Whistle Isolated on White Background

Earlier tip didn't prompt investigation or enforcement action, regulator rules

Businessman Blowing Whistle Isolated on White Background

Regulator set aside timing requirements and ordered award for anonymous tips

Whistleblower was awarded US$20 million

Businessman Blowing Whistle Isolated on White Background

Tipster gets US$20 million despite involvement and delay in reporting