The SEC sanctioned the firm for violating whistleblower protections
One individual and two sets of joint tipsters share rewards
Draft guidance forms part of larger effort to improve industry conduct
Whistleblower tips and rewards continue to climb
Regulator to pay between $1,000 and $500,000 for enforcement tips
Whistleblowers provided extensive ongoing cooperation, regulator said
Company sanctioned for employee agreements that waived rights to whistleblower awards
Whistleblower first reported suspected misconduct internally, regulator said
Proposal would allow enforcement money to be used for IT projects and new innovation office
SEC orders massive award for tips that led to multiple enforcement actions
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