Volcker rule – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 31 Oct 2019 20:46:16 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Volcker rule – Investment Executive https://www.investmentexecutive.com 32 32 Reforms may boost banks’ algorithmic trading, Fitch says https://www.investmentexecutive.com/news/research-and-markets/reforms-may-boost-banks-algorithmic-trading-fitch-says/ Mon, 26 Aug 2019 19:58:33 +0000 https://www.investmentexecutive.com/?p=386153 But recent changes to the Volcker Rule shouldn't revive prop trading

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OCC seeks input on revisions to Volcker Rule https://www.investmentexecutive.com/news/from-the-regulators/occ-seeks-input-on-revisions-to-volcker-rule/ Wed, 02 Aug 2017 17:50:00 +0000 https://www.investmentexecutive.com/uncategorized/occ-seeks-input-on-revisions-to-volcker-rule/ A consensus has emerged that the Volcker Rule “needs clarification and recalibration to eliminate burden on banks that do not present systemic risks”

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U.S. Fed sanctions Deutsche Bank US$156.6 million https://www.investmentexecutive.com/news/from-the-regulators/u-s-fed-sanctions-deutsche-bank-us156-6-million/ Fri, 21 Apr 2017 15:40:00 +0000 https://www.investmentexecutive.com/uncategorized/u-s-fed-sanctions-deutsche-bank-us156-6-million/ The bank was fined US$136.9 million for deficiencies in its oversight of FX traders and US$19.7-million fine for “gaps” in its compliance program for the Volcker Rule

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Volcker extension no panacea for U.S. banks and CLOs: Fitch https://www.investmentexecutive.com/news/research-and-markets/volcker-extension-no-panacea-for-u-s-banks-and-clos-fitch/ Tue, 15 Apr 2014 12:20:00 +0000 https://www.investmentexecutive.com/uncategorized/volcker-extension-no-panacea-for-u-s-banks-and-clos-fitch/ Small banks could benefit from the extension more than larger banks

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Fed gives banks extension on Volcker rule https://www.investmentexecutive.com/news/from-the-regulators/fed-gives-banks-extension-on-volcker-rule/ Tue, 08 Apr 2014 12:40:00 +0000 https://www.investmentexecutive.com/uncategorized/fed-gives-banks-extension-on-volcker-rule/ Banks will now have until July 2017 to adhere to provisions for CLOs

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U.S. regulators approve Volcker rule https://www.investmentexecutive.com/news/from-the-regulators/u-s-regulators-approve-volcker-rule/ Tue, 10 Dec 2013 20:00:00 +0000 https://www.investmentexecutive.com/uncategorized/u-s-regulators-approve-volcker-rule/ The rule seeks to stop banks from taking the kind of trading risks that led to the 2008 financial crisis

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Citizens group sues U.S. regulators over Volcker rule delay https://www.investmentexecutive.com/news/industry-news/citizens-group-sues-u-s-regulators-over-volcker-rule-delay/ Wed, 27 Feb 2013 20:45:00 +0000 https://www.investmentexecutive.com/uncategorized/citizens-group-sues-u-s-regulators-over-volcker-rule-delay/ Proposed rule would limit banks’ exposure to proprietary trading, private equity and hedge funds

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Firms get two years to conform to U.S. Volcker rule, Fed says https://www.investmentexecutive.com/news/from-the-regulators/firms-get-two-years-to-conform-to-u-s-volcker-rule-fed-says/ Thu, 19 Apr 2012 20:50:00 +0000 https://www.investmentexecutive.com/uncategorized/firms-get-two-years-to-conform-to-u-s-volcker-rule-fed-says/ Final version of controversial banking rule yet to be adopted

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IFIC echoes Canada’s Volker compaints https://www.investmentexecutive.com/news/industry-news/ific-echoes-canadas-volker-compaints/ Wed, 15 Feb 2012 17:05:00 +0000 https://www.investmentexecutive.com/uncategorized/ific-echoes-canadas-volker-compaints/ The proposed rule erects a barrier between the Canadian mutual fund industry and its Canadian clients, especially snowbirds

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Flaherty expresses concern about proposed Volcker Rule https://www.investmentexecutive.com/news/from-the-regulators/flaherty-expresses-concern-about-proposed-volcker-rule/ Mon, 13 Feb 2012 15:15:00 +0000 https://www.investmentexecutive.com/uncategorized/flaherty-expresses-concern-about-proposed-volcker-rule/ U.S. rule could adversely affect Canadian financial institutions, conflict with regulation

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