Keyword: United States

192 results found

The U.S. FSOC has determined that GE Capital has effectively reduced its systemic importance to an acceptable level

Trump carrying out a “behind-the-scenes” war on regulation: NBF report

Bank revising rate outlook in response to U.K. referendum

Banks are holding more capital and paying out less in dividends, relative to pre-crisis levels

The rule would allow swaps dealers to comply with comparable margin requirements in a foreign jurisdiction

Trump carrying out a “behind-the-scenes” war on regulation: NBF report

U.S. consumer confidence fell in April, despite gains in employment and on the stock market

Federal Reserve proposes two rules

Misrepresentations made replacement annuities appear more beneficial, even though they were typically more expensive than clients’ existing annuities, FINRA says

Large U.S. investment banks posted their weakest Q1 results in the last seven years

Proposal would enable regulators to efficiently track all trading activity in the U.S. equity and options market

There can be “significant consequences” if a firm incorrectly treats a pension income stream product as not being a security