Keyword: United States

193 results found

Seidt stresses the importance of maintaining the integrity of CRD data

The introduction of price volatility is expected to lead to more conservative investment behavior from fund managers

Client settlements can’t force a clean record

Funds required to float their share price

Regulatory and compliance related costs are also on the rise

Review to consider possible enhancements improve transparency, impartiality, and efficiency

Sub-prime mortgage settlement includes US$4.5 billion in penalties and US$2.5 billion in consumer relief

French bank to pay US$9 billion for processing transactions for clients in blacklisted countries

Continued declines in FICC segment are outpacing improvements in the equity capital markets business and investment banking

Economy showing signs of a rebound following greater-than-expected first quarter decline