The retail broker business model continues to evolve
State attorney lays three charges against Gregory Gray for alleged Ponzi-like scheme
Congressman proposes law aimed at banning trading-fee rebates
Regulators are planning to introduce capital surcharges for the largest, most systemically important banks
Majority of banks reported higher operating revenues and improved earnings
Regulators extend deadline for resolution plans
Size is not the only important factor in determining a bank’s systemic importance
Earnings affected by a sizeable drop in capital markets activities
NYSE says its plans to maintain normal trading
Measures would close capital gains loopholes, bolster retirement savings, and impose a tax on large financial firms