Keyword: United Kingdom

108 results found

Regulator rules new securities are too risky for retail clients

Serious Fraud Office investigating allegations

British regulator aims to help financial firms develop products and services for clients seeking simpler, cheaper advice

FCA to support proposed European reforms to further separate research from dealing commissions

FCA looking to identify areas where competition may be weak or not be working properly

Purchase builds a strong presence in the UK

Firms fined $7 million for UK financial promotions failures

FCA, BoE and Treasury join forces for market abuse review

CBEST set to boost the cyber defences of UK financial institutions

The changes affect 1,500 firms that carry out investment business