The new regime aims to ensure that senior managers can be held accountable for any misconduct that occurs on their watch
The U.K. regulator has uncovered instances of poor practices at financial firms that can drive mis-selling because of pressure to meet targets
The new regime is designed to ensure that senior managers can be held accountable for misconduct that falls within their areas of responsibility
Discussion paper challenges financial firms to use more innovative methods of engaging with consumers
Ordinary investors aren’t fully able to understand these kinds of complex securities, U.K. regulator says
U.K. proposals meant to ensure firms can handle routine losses and meet claims for client redress
Referendum on the EU membership could be followed by a second one on Scottish independence
Removal of commissions boosts sales of no-load products
The UK ban would apply to any add-on sales of regulated or unregulated products offered alongside financial primary products
Policies will make it easier for banks and regulators to hold senior managers to account