This is the first enforcement action against a firm for failing to report details of trading in exchange-traded derivatives under the European Markets Infrastructure Regulation
The benefits include reducing the time and cost for firms of getting innovative ideas to market
FCA calls for market review of investment consultancy services
New coalition government between the Conservatives and the DUP of Northern Ireland could result in a “softer” Brexit
The product drew the most complaints and accounted for the majority of redress paid to consumers in the second half of 2016, the FCA reports
A review of trading commission expenditures by U.K. investment managers reveals poor practices are still common in the industry
Regulator warns that registered firms could be on the hook if an unauthorized introducer gives clients unsuitable advice
The deal will enable regulators to share information about innovations in their respective markets
The group will pursue three of the recommendations of the U.K. Financial Advice Market Review
The central bank has also launched a fintech accelerator program