Uniform securities legislation – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 08 May 2006 12:25:00 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Uniform securities legislation – Investment Executive https://www.investmentexecutive.com 32 32 Bank of Canada official calls for uniform securities regulations https://www.investmentexecutive.com/news/from-the-regulators/bank-of-canada-official-calls-for-uniform-securities-regulations/ Mon, 08 May 2006 12:25:00 +0000 https://www.investmentexecutive.com/uncategorized/bank-of-canada-official-calls-for-uniform-securities-regulations/ Regulators can increase efficiency, Canadian economy will flourish further with this measure

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]]> Regulators to consult on “trade-through” rule https://www.investmentexecutive.com/news/from-the-regulators/regulators-to-consult-on-trade-through-rule/ Thu, 12 May 2005 14:30:00 +0000 https://www.investmentexecutive.com/uncategorized/regulators-to-consult-on-trade-through-rule/ Concept release planned for June

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]]> Canada needs uniform securities laws, says Dodge https://www.investmentexecutive.com/news/from-the-regulators/canada-needs-uniform-securities-laws-says-dodge/ Thu, 09 Dec 2004 21:10:00 +0000 https://www.investmentexecutive.com/uncategorized/canada-needs-uniform-securities-laws-says-dodge/ Efficient financial system key to continuing prosperity

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]]> CSA releases proposed Uniform Securities Transfer Act approved by USTA task force https://www.investmentexecutive.com/news/from-the-regulators/csa-releases-proposed-uniform-securities-transfer-act-approved-by-usta-task-force/ Fri, 12 Nov 2004 18:35:00 +0000 https://www.investmentexecutive.com/uncategorized/csa-releases-proposed-uniform-securities-transfer-act-approved-by-usta-task-force/ Task force finds strong support from securities industry

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]]> CSA releases comments received on USL Project https://www.investmentexecutive.com/news/from-the-regulators/csa-releases-comments-received-on-usl-project/ Fri, 24 Sep 2004 16:55:00 +0000 https://www.investmentexecutive.com/uncategorized/csa-releases-comments-received-on-usl-project/ Bulk of comments express support

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]]> CSA chair praises USL project https://www.investmentexecutive.com/news/from-the-regulators/csa-chair-praises-usl-project/ Tue, 11 May 2004 20:30:00 +0000 https://www.investmentexecutive.com/uncategorized/csa-chair-praises-usl-project/ Sibold touts uniform securities law, argues against national regulator

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]]> CSA extends deadline for comments on Uniform Securities Act https://www.investmentexecutive.com/news/from-the-regulators/csa-extends-deadline-for-comments-on-uniform-securities-act/ Thu, 19 Feb 2004 21:30:00 +0000 https://www.investmentexecutive.com/uncategorized/csa-extends-deadline-for-comments-on-uniform-securities-act/ New deadline set for May 17

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