Regulator makes changes in light of new SRO and forthcoming regulations
Two of the entities operated as an exchange without regulatory approval, while the third had quarterly report inaccuracies
Group flags the problem of accurately valuing thinly traded securities
Action on issues uncovered in SEC review would prove positive for most, Moody's says
A report highlights possible reforms to address issues uncovered in volatile trading
The regulator tightens "payment for order flow" prohibition
Zero-commission trading isn't free, it comes with hidden costs, ESMA says
FINRA reminded firms that order routing must seek best execution, not richest incentives, in a recent notice
Critics question plans to unwind Trump-era rules
The U.S. regulator will examine best execution, payment for order flow and other equities market issues