Keyword: Trading rules

178 results found

Regulator to consider sweeping market structure reforms

Research published by the World Federation of Exchanges finds stressed markets in March 2020 were calmed by trading halts

FCA to review conditions that led to trading breakdown

Clarida was scheduled to finish his term this month but will instead resign about two weeks early

Regulator makes changes in light of new SRO and forthcoming regulations

Two of the entities operated as an exchange without regulatory approval, while the third had quarterly report inaccuracies

  • By: IE Staff
  • December 1, 2021 December 1, 2021
  • 13:36
stock market down

Group flags the problem of accurately valuing thinly traded securities

GameStop

Action on issues uncovered in SEC review would prove positive for most, Moody's says

Financial stock exchange market display screen board on the street

A report highlights possible reforms to address issues uncovered in volatile trading

The regulator tightens "payment for order flow" prohibition