Keyword: Trading rules

174 results found
stock market

SEC proposal to narrow FINRA exemption should benefit brokers

Proposal would narrow exemption from FINRA for prop trading firms

Software updates caused various issues undermining market oversight

SRO committees focus on market regulation, fixed-income trading issues

The FCA launched a consultation on trade reporting, transparency and tick size changes

stock market down

Possible SEC reforms to order handling rules would reshape trading landscape: Moody's

Regulator to consider sweeping market structure reforms

Research published by the World Federation of Exchanges finds stressed markets in March 2020 were calmed by trading halts

FCA to review conditions that led to trading breakdown

Clarida was scheduled to finish his term this month but will instead resign about two weeks early