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Keyword: Trading rules

174 results found
tightrope

Risks arise as exchanges evolve, IOSCO says

Expansion of business lines multiplies conflicts and regulatory challenges

U.K. consults on a digital securities sandbox

Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29

Review process

CIRO gets clean bill of health from CSA

First oversight review finds SRO complying with recognition order

Advisor tracking stocks

Europe hesitant over T+1 move

ESMA consultation finds mixed feelings on shorter settlement cycle

Euro trading

Boosting European trading data transparency a plus: Moody’s

Policymakers to implement consolidated tapes, ban payments for order flow

stock market data

CIRO aims to beef up short-selling requirements

Self-regulatory organization proposes new settlement obligation and expanded guidance

European regulators to review pre-trade controls adopted to prevent flash crashes

Guards against "fat finger" error to face regs’ scrutiny

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CIRO sanctions dealer’s supervisory lapses

Calgary's Leede Jones Gable fined $150,000 for oversight failings

FCA finalizes reforms to revive listings

Regulator proposes bond market transparency reforms alongside simplified listing regime

European Union headquarters

CSA moves on T+1; Europe urged to follow suit

U.S. fund industry calls for global move to shorter settlement cycle