Keyword: Trading rules

186 results found
Judge's gavel with magnifying glass on black.

Trader engaged in widespread spoofing, authorities alleged

Gavel and Money - Canada stock photo

Block trade in interlisted stock was executed off-exchange without regulatory approval

Solar system

Initiative allows firms to test innovations, explore potential regulatory reforms

Late submission

Bank fined US$1.25 million over swaps reporting shortcomings

Climate change board

Regulator seeks to facilitate growth of fair, liquid and transparent emissions trading

Adoption of big regulatory changes must avoid unintentional harm

Canadian regulators plan measures to track SEC's trading rule reforms

Rules and regulations

Moves to sub-penny trading increments among reforms to reduce costs, enhance transparency

new rules

Changes accommodate new CSE senior listings

Revisions seek to better align with global standards

Consultation aims to clarify and improve compliance with trading rules