CIRO settles with firm over failure to question suspicious trading activity
Regulatory order breach results in fine, disgorgement and a new ban
Trader engaged in widespread spoofing, authorities alleged
Block trade in interlisted stock was executed off-exchange without regulatory approval
Initiative allows firms to test innovations, explore potential regulatory reforms
Bank fined US$1.25 million over swaps reporting shortcomings
Regulator seeks to facilitate growth of fair, liquid and transparent emissions trading
Canadian regulators plan measures to track SEC's trading rule reforms
Moves to sub-penny trading increments among reforms to reduce costs, enhance transparency
Changes accommodate new CSE senior listings