Keyword: Trading rules

174 results found

Proposals aim to streamline enforcement between market and dealer member matters

Buy orders could have created an artificial sale price

  • By: IE Staff
  • March 16, 2012 March 16, 2012
  • 10:20

Firm failed to comply with best price obligations

  • By: IE Staff
  • March 14, 2012 March 14, 2012
  • 15:00

Regulators mulling options for enhancing the disclosure of short sales, and introducing some public disclosure of failed trades