Dynamic repricing for Order Protection Rule orders was scheduled to debut later this month
Fines, disgorgement and costs total $105,000
Comments are due by Aug. 16
The CSA and IIROC seek feedback on the impact of internalization on Canadian equity markets
The former head trader allocated new issues acquired for retail clients to his employer's trading accounts or his own personal trading accounts
The exchange will open its market at 2 a.m. beginning Oct. 9
Canadian investors don’t have easy access to these products, nor do they have much price transparency, the exchange says
The MRAC provides advice to IIROC staff about possible changes to trading rules, guidance and other market regulation issues
The SRO has launched a second consultation on the proposals, which may have “significant impacts” on the investment industry
IIROC and the CSA have begun to gather information in order to determine whether any regulatory action is required