Keyword: Trading rules

178 results found

Trade supervision and surveillance are priorities for the year ahead

The exchange plans to adopt revised closing rules and functionality in October

Subsidiaries allowed institutional investors to trade before getting the regulator's approval

New rules will expand the content of market data, allowing for competing data consolidators

Consultation addresses growing demand for regulatory action on data access

time clock

New client identifier requirements for listed securities take effect in July 2021

ESMA research finds that more than 4% of liquidity is fleeting

Proposed exemption would allow non-accredited investors to self-certify their sophistication

Proposed guidance targets efforts to increase data access

Financial stock exchange market display screen board on the street

Exchange seeks to allow anonymous "broker preferencing"