Keyword: Trading rules

178 results found

Zero-commission trading isn't free, it comes with hidden costs, ESMA says

FINRA reminded firms that order routing must seek best execution, not richest incentives, in a recent notice

rules and regulations

Critics question plans to unwind Trump-era rules

The U.S. regulator will examine best execution, payment for order flow and other equities market issues

Applications to join an advisory committee on market issues are due July 7

Financial stock exchange market display screen board on the street

Dealers' FX fees, capacity issues and online chatroom activity are all attracting the OSC's interest

TSX sets a date for the launch of its new "market-on-close" trading model

a man interrupts a cascade of falling dominoes

Regulator concerned that investors may be duped by efforts to pump dormant stocks

Businessman standing in front of the panel with financial statistics

Regulators pledge action against market manipulation

Game-like trading apps and Reg BI top the U.S. SRO's compliance exam agenda