Proposal aims to address concerns about competitiveness of smaller brokers
Sales and trading revenue likely flat in Q3, while new issue and deal activity rose, Moody's says
Fees for investment dealers to rise 6.4%, annual report says
New study to look at the competitiveness of markets for benchmarks, credit ratings
Innovation-focused order books slated for launch in September
Possible SEC reforms to order handling rules would reshape trading landscape: Moody's
Regulator to consider sweeping market structure reforms
The bank wants to increase its client base for its direct brokerage
NBDB first Canadian bank-owned direct brokerage to ditch commissions on trading of stocks, ETFs
Zero-commission trading isn't free, it comes with hidden costs, ESMA says