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Keyword: Technology

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The firm makes software focused on regulatory reporting solutions for financial institutions

Close up of a digital platform for investing

Make the most of tech with these tips for advisors, firms and providers

  • By: Susan Silma
  • December 10, 2024 December 10, 2024
  • 16:00
Three-generation family takes a photo in a park

Engage younger investors on their terms

  • By: David Reeve
  • November 27, 2024 November 22, 2024
  • 16:00

Dramatic revenue increase needed to keep pace with systems costs: regulators

Fines graphic

U.K.'s FCA fines bank over faulty automated transaction surveillance system

Phone finances

SRO considers modernizing rules amid market, investor evolution

Two businesswoman using virtual reality glasses at new office to enter the metaverse stock photo

SRO examines industry's foray into virtual worlds

Bank consolidation

Easing financial conditions, coupled with rising tech demands, could spur mergers and acquisitions

Credit card

Firms' joint foray into consumer finance wasn't ready, regulator alleges

Crypto coins

Tech, crypto schemes top threats to investors, including seniors, NASAA reports