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Keyword: Technology

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Fines graphic

U.K.'s FCA fines bank over faulty automated transaction surveillance system

Phone finances

SRO considers modernizing rules amid market, investor evolution

Two businesswoman using virtual reality glasses at new office to enter the metaverse stock photo

SRO examines industry's foray into virtual worlds

Bank consolidation

Easing financial conditions, coupled with rising tech demands, could spur mergers and acquisitions

Credit card

Firms' joint foray into consumer finance wasn't ready, regulator alleges

Crypto coins

Tech, crypto schemes top threats to investors, including seniors, NASAA reports

AI brain

Plus, companies embrace tools for client data transfer, onboarding and risk detection

bitcoin investment concept on screen

European regulators press for external audit requirements in new crypto rules

Central bankers deciding economy

Liquidity oversight may need to evolve in the wake of March 2023 stress

Financial stock exchange market display screen board on the street

Industry's major exchanges, infrastructure capable of withstanding an operational crisis: SIFMA