Switching firms – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 13 Sep 2024 19:19:51 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Switching firms – Investment Executive https://www.investmentexecutive.com 32 32 Planners receive guidance on withdrawing services, making referrals https://www.investmentexecutive.com/news/industry-news/planners-receive-guidance-on-withdrawing-services-making-referrals/ Fri, 13 Sep 2024 19:19:51 +0000 https://www.investmentexecutive.com/?p=492720 FP Canada clarifies financial planners' obligations when client relationships end

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]]> Agreement Express wins innovation award https://www.investmentexecutive.com/news/industry-news/agreement-express-wins-innovation-award/ Wed, 19 Sep 2018 16:20:23 +0000 https://www.investmentexecutive.com/?p=355932 Client “onboarding” platform simplifies moving to a new firm for advisors

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]]> NBF loses bid to uphold non-solicitation provisions https://www.investmentexecutive.com/news/industry-news/nbf-loses-bid-to-uphold-non-solicitation-provisions/ Mon, 28 May 2018 16:20:16 +0000 https://www.investmentexecutive.com/?p=350640 The interests of the clients must be put ahead of those of the firm, court says

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]]> Court upholds non-solicitation decision https://www.investmentexecutive.com/news/industry-news/court-upholds-non-solicitation-decision/ Wed, 09 May 2018 17:10:11 +0000 https://www.investmentexecutive.com/?p=350111 Two RBCDS advisors violated agreement by calling clients when they moved from MD Management, court says

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]]> Crossing over https://www.investmentexecutive.com/newspaper_/building-your-business-newspaper/crossing-over/ Mon, 01 Feb 2016 05:00:00 +0000 https://www.investmentexecutive.com/uncategorized/crossing-over/ Moving to another firm might be beneficial for you and your clients - but there are risks

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]]> Three mistakes to avoid when switching firms https://www.investmentexecutive.com/building-your-business/practice-management/three-mistakes-to-avoid-when-switching-firms/ Tue, 03 Nov 2015 18:45:00 +0000 https://www.investmentexecutive.com/uncategorized/three-mistakes-to-avoid-when-switching-firms/ Moving to another firm may be a way to help accelerate your career. Maybe you have begun to plateau in your current position and have found another organization that offers the products, services and support you are looking for. Or perhaps moving to a new firm is a way to increase your client roster by […]

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]]> Five questions to ask before changing firms https://www.investmentexecutive.com/building-your-business/practice-management/five-questions-to-ask-before-changing-firms/ Mon, 02 Nov 2015 16:55:00 +0000 https://www.investmentexecutive.com/uncategorized/five-questions-to-ask-before-changing-firms/ Find about issues such as corporate culture and the way your book will be valuated

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]]> How to rebuild your client base at a new firm https://www.investmentexecutive.com/building-your-business/client-communications/how-to-rebuild-your-client-base-at-a-new-firm/ Tue, 12 May 2015 15:00:00 +0000 https://www.investmentexecutive.com/uncategorized/how-to-rebuild-your-client-base-at-a-new-firm/ Changing firms? Your old company “owns” your clients, but you can take steps to rekindle those relationships

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]]> Clients aren’t anyone’s property https://www.investmentexecutive.com/inside-track_/neil-gross/clients-aren-t-anyone-s-property/ Mon, 08 Dec 2014 11:00:00 +0000 https://www.investmentexecutive.com/uncategorized/clients-aren-t-anyone-s-property/ When an advisor switches firms, it’s the investor’s choice whether to stay or follow. Nothing should interfere with that

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]]> Injunction against brokerage upheld https://www.investmentexecutive.com/news/industry-news/injunction-against-brokerage-upheld/ Thu, 09 Oct 2014 13:30:00 +0000 https://www.investmentexecutive.com/uncategorized/injunction-against-brokerage-upheld/ BMO Nesbitt Burns restrained from soliciting Sprott Private Wealth clients after employees switched firms

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