Comparing the UBS product to the homemade version provides a helpful benchmark
Demise of stand-alone investment banks will likely lead to sharp decline in use of structured products
Five industry trade associations today issued a set of principles designed to address a range of issues affecting distribution of retail structured products to individual investors.
Many fixed income investors need additional information on structured finance instruments
Richardson Partners Financial announced today that it has agreed to become a distributor of Credit Suisse’s (CS) Canadian Registered Structured Notes. As a dealer under the CS program, Richardson Partners will re-sell to Canadian investors prospectus-qualified structured notes on a fully underwritten basis.Richardson Partners will be the first dealer to have such an agreement in […]
Two measures will provide more clarity
Five investment industry trade associations today released a draft of principles that aim to address the distribution of structured products.The global, non-binding, principles are designed to address a wide range of issues affecting distribution of structured products to individual investors and complement the principles focusing on the provider-distributor relationship, which were released in July 2007.The […]
Notes based on performance of GGOF Dividend Growth Fund
Principles focus on the management of the relationship between providers and distributors
Principles intended for global application