Keyword: Soft-dollar commissions

17 results found

IFIC wonders if investors will benefit from the suggested requirements

Growing belief that the SEC is not planning a dramatic overhaul of the rules

Industry practices have begun to change

Regulators provide specific framework for the use of client brokerage commissions by advisors

No unnecessary over-regulation, association says

U.S. mutual funds have decreased their soft-dollar expenditures to 6% of total commissions spending

U.S. institutional investors waiting for regulators to act, report says