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Keyword: Soft-dollar commissions

17 results found
research

U.K. regulator aims to improve access to research, market transparency

consultation discussion

ESMA consults on research bundling, prospectus requirements

MiFID II reform fears unfounded, research finds

SEC also extends soft-dollar relief related to MiFID II

Regulators found the policy reduced conflicts

The impact of unbundling will differ based on the size of the firm and the markets in which it operates, new ITG report finds

A modest decrease in commissions or broker trading revenue could effect the sell-side provision of research

Rule clarifies goods and services that may be acquired by advisors

Amendments aimed at ensuring consistency with new soft-dollar commission rules

New disclosure requirements take effect in June 2010