Risky firms, crypto platforms add to compliance division's workload
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
Investors enjoy DIY investing, relying more on social media for information
Company completed offering while valuation was inflated, regulator says
CIRO survey finds investors relying on social media, ranking it as worthy as traditional advice
U.K. regulators allege an unregistered FX trading scheme was touted on Instagram
Broker conflicts, finfluencers, gamification among regulators' priorities
Settlement includes 20-year market bans, monetary sanctions
Off-channel communications hamper regulatory oversight
Reels, streams and more must comply with rules against misleading ads, regulator says