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Keyword: Social media

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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

FBI cracks SEC Twitter hack

Authorities allege SIM swap enabled access to regulator's social media account

Central bankers deciding economy

Bank turmoil has lessons for regulators

Liquidity oversight may need to evolve in the wake of March 2023 stress

Phone text

SEC sanctions selective disclosure on social media

PR firm's social media blunder violated securities rules, regulator alleges

Couple reviewing their finances

DIY investors to advisors: It’s not you, it’s me

Self-directed investors prioritize convenience, control, costs

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

SEC charges crypto platform founder

Platform claimed to be decentralized, authorities allege

Regulation

OSC’s compliance work escalates

Risky firms, crypto platforms add to compliance division's workload

Red alert

Much work to be done, CSA year in review shows

Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more

Businessman talking with financial advisor in bank

Advisor usage declines, CSA survey finds

Investors enjoy DIY investing, relying more on social media for information

SEC alleges CEO engineered short squeeze

Company completed offering while valuation was inflated, regulator says

For many, @FinanceBro on par with industry advice

CIRO survey finds investors relying on social media, ranking it as worthy as traditional advice