Social media – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 13 Dec 2024 20:04:53 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Social media – Investment Executive https://www.investmentexecutive.com 32 32 BCSC steps up fight against misleading investors https://www.investmentexecutive.com/news/from-the-regulators/bcsc-steps-up-fight-against-misleading-investors/ Fri, 13 Dec 2024 20:04:53 +0000 https://www.investmentexecutive.com/?p=498510 Regulator issues guidance on broader protections against misinformation

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]]> Nigerian scammers impersonating legit advisors: SEC https://www.investmentexecutive.com/news/from-the-regulators/nigerian-scammers-impersonating-legit-advisors-sec/ Wed, 11 Dec 2024 21:36:39 +0000 https://www.investmentexecutive.com/?p=498396 U.S. authorities allege that men primarily posed as female advisors

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]]> Tribunal sanctions Nova Tech crypto scheme https://www.investmentexecutive.com/news/from-the-regulators/tribunal-sanctions-nova-tech-crypto-scheme/ Thu, 05 Dec 2024 19:21:22 +0000 https://www.investmentexecutive.com/?p=497993 The firm and its founder were permanently banned, fined

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]]> SEC reports record financial remedies https://www.investmentexecutive.com/news/from-the-regulators/sec-reports-record-financial-remedies/ Fri, 22 Nov 2024 22:46:58 +0000 https://www.investmentexecutive.com/?p=497326 Enforcement case volumes decline in fiscal 2024, agency says

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]]> IOSCO embarks on retail investor protection roadmap https://www.investmentexecutive.com/news/from-the-regulators/iosco-embarks-on-retail-investor-protection-roadmap/ Tue, 19 Nov 2024 22:31:22 +0000 https://www.investmentexecutive.com/?p=497016 Regulators' initiative targets emerging digital risks, broker conflicts

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]]> Tribunal rejects tougher sanctions in crypto case https://www.investmentexecutive.com/news/from-the-regulators/tribunal-rejects-tougher-sanctions-in-crypto-case/ Mon, 04 Nov 2024 20:32:17 +0000 https://www.investmentexecutive.com/?p=495977 Panel dismisses call for stronger deterrence given risks posed by crypto, social media

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]]> FINRA reviews day-trading rules https://www.investmentexecutive.com/news/from-the-regulators/finra-reviews-day-trading-rules/ Wed, 30 Oct 2024 17:48:40 +0000 https://www.investmentexecutive.com/?p=495715 SRO considers modernizing rules amid market, investor evolution

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]]> This isn’t your daddy’s bank run: FSB https://www.investmentexecutive.com/news/from-the-regulators/this-isnt-your-daddys-bank-run-fsb/ Thu, 24 Oct 2024 19:31:10 +0000 https://www.investmentexecutive.com/?p=495447 In early 2023, banks faced unprecedented deposit outflows, and evidence suggests social media played a role

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]]> Investment fraudsters embrace innovation https://www.investmentexecutive.com/news/from-the-regulators/investment-fraudsters-embrace-innovation/ Tue, 22 Oct 2024 21:35:44 +0000 https://www.investmentexecutive.com/?p=495299 Tech, crypto schemes top threats to investors, including seniors, NASAA reports

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]]> FCA targets illegal finfluencer activity https://www.investmentexecutive.com/news/from-the-regulators/fca-targets-illegal-finfluencer-activity/ Tue, 22 Oct 2024 20:18:46 +0000 https://www.investmentexecutive.com/?p=495264 U.K. regulator conducting criminal inquiries, issuing investor alerts

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