Social media – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 19 Nov 2024 22:31:22 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Social media – Investment Executive https://www.investmentexecutive.com 32 32 IOSCO embarks on retail investor protection roadmap https://www.investmentexecutive.com/news/from-the-regulators/iosco-embarks-on-retail-investor-protection-roadmap/ Tue, 19 Nov 2024 22:31:22 +0000 https://www.investmentexecutive.com/?p=497016 Regulators' initiative targets emerging digital risks, broker conflicts

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]]> Tribunal rejects tougher sanctions in crypto case https://www.investmentexecutive.com/news/from-the-regulators/tribunal-rejects-tougher-sanctions-in-crypto-case/ Mon, 04 Nov 2024 20:32:17 +0000 https://www.investmentexecutive.com/?p=495977 Panel dismisses call for stronger deterrence given risks posed by crypto, social media

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]]> FINRA reviews day-trading rules https://www.investmentexecutive.com/news/from-the-regulators/finra-reviews-day-trading-rules/ Wed, 30 Oct 2024 17:48:40 +0000 https://www.investmentexecutive.com/?p=495715 SRO considers modernizing rules amid market, investor evolution

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]]> This isn’t your daddy’s bank run: FSB https://www.investmentexecutive.com/news/from-the-regulators/this-isnt-your-daddys-bank-run-fsb/ Thu, 24 Oct 2024 19:31:10 +0000 https://www.investmentexecutive.com/?p=495447 In early 2023, banks faced unprecedented deposit outflows, and evidence suggests social media played a role

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]]> Investment fraudsters embrace innovation https://www.investmentexecutive.com/news/from-the-regulators/investment-fraudsters-embrace-innovation/ Tue, 22 Oct 2024 21:35:44 +0000 https://www.investmentexecutive.com/?p=495299 Tech, crypto schemes top threats to investors, including seniors, NASAA reports

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]]> FCA targets illegal finfluencer activity https://www.investmentexecutive.com/news/from-the-regulators/fca-targets-illegal-finfluencer-activity/ Tue, 22 Oct 2024 20:18:46 +0000 https://www.investmentexecutive.com/?p=495264 U.K. regulator conducting criminal inquiries, issuing investor alerts

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]]> FBI cracks SEC Twitter hack https://www.investmentexecutive.com/news/from-the-regulators/fbi-cracks-sec-twitter-hack/ Thu, 17 Oct 2024 19:18:53 +0000 https://www.investmentexecutive.com/?p=494966 Authorities allege SIM swap enabled access to regulator's social media account

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]]> Bank turmoil has lessons for regulators https://www.investmentexecutive.com/news/from-the-regulators/bank-turmoil-has-lessons-for-regulators/ Fri, 11 Oct 2024 17:18:01 +0000 https://www.investmentexecutive.com/?p=494677 Liquidity oversight may need to evolve in the wake of March 2023 stress

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]]> SEC sanctions selective disclosure on social media https://www.investmentexecutive.com/news/from-the-regulators/sec-sanctions-selective-disclosure-on-social-media/ Fri, 27 Sep 2024 12:43:08 +0000 https://www.investmentexecutive.com/?p=493475 PR firm's social media blunder violated securities rules, regulator alleges

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]]> DIY investors to advisors: It’s not you, it’s me https://www.investmentexecutive.com/news/research-and-markets/diy-investors-to-advisors-its-not-you-its-me/ Thu, 29 Aug 2024 20:12:37 +0000 https://www.investmentexecutive.com/?p=491841 Self-directed investors prioritize convenience, control, costs

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