Keyword: Short selling

121 results found

Alternative asset manager alleges mortgage lender’s disclosure was inaccurate and misleading

West Face says it covered its short position during a period in which it now believes that market prices of Home Capital shares were inflated due to incomplete public disclosures

The firm failed to accurately report its short interest positions in certain securities

Companies charged include Montreal-based Formula Growth Ltd.

  • By: IE Staff
  • September 16, 2014 December 19, 2017
  • 11:20

Report provides timely Canadian short sale trading information

  • By: IE Staff
  • September 12, 2014 September 12, 2014
  • 11:15

UK argued ESMA’s emergency curbs on short selling violate EU principles

22 investment firms paying total US$14.4 million to settle SEC charges of improper short selling

Alert sets out practices found to be effective in detecting and preventing this sort of trading

Companies saw their shares drop more than 10% in one day

SEC says exchange failed to enforce rules to prevent abusive short selling