Keyword: Short selling

125 results found
Magnifying glass

Regulator adopts new rules to boost transparency around short activity, securities lending

Air raid sirens

SRO renews Maureen Jensen's board term for three years

Businessman shamed

CIRO says rep failed to meet gatekeeper obligations by ignoring suspicious trading

a bright idea

PMAC, IIAC and others weigh in on rules proposed by Ontario’s Capital Markets Modernization Taskforce

Trading screen financial data in red. Selective focus.

CSA and IIROC consider possible reforms amid persistent but unsupported negative perceptions about short-selling

FINRA fined the firm for long-standing compliance issues

SRO provides guidance on short covering expectations

Software updates caused various issues undermining market oversight

Short selling can encourage management to undertake more sustainable strategies, says the Managed Funds Association

stock market down

ESMA seeks to enhance regulations in preparation for future emergencies