Keyword: Short selling

122 results found

Firm failed to adequately oversee rep's risky trading strategy, CIRO says

Financial sector funds now out of bounds for regulator's employees

rules and regulations

Proposals aim to codify investor protections, enhance flexibility

social media

European regulators flag threats to investors from industry, influencers

stock market data

Self-regulatory organization proposes new settlement obligation and expanded guidance

stock market down

New research finds that brokers leak info on smart shorts into the market

stock market down

Lack of consensus on possible reforms sends regulators back to study the issues

Magnifying glass

Regulator adopts new rules to boost transparency around short activity, securities lending

Air raid sirens

SRO renews Maureen Jensen's board term for three years

Businessman shamed

CIRO says rep failed to meet gatekeeper obligations by ignoring suspicious trading