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Keyword: Settlement

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Charges for supervisory failures settled by CFTC

Settlement includes $4 million investment in financial education campaign

  • By: IE Staff
  • December 21, 2009 December 21, 2009
  • 17:53

Investment scheme raised $9.6 million from 943 investors

  • By: IE Staff
  • September 13, 2009 September 13, 2009
  • 11:51

Comments for the development of a common platform for Eurosystem collateral management will also be welcomed

TARGET2-Securities system proposes central securities depositiries use a common technical service

The Canadian Capital Markets Association has issued a notice indicating that the Canadian securities industry is set to become a global leader in improving the speed of clearing and settling trades.A new national rule, National Instrument 24-101 — Institutional Trade Matching (ITM) and Settlement, compels the securities industry to focus on automation and connectivity to […]