Settlement – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 14 Nov 2024 20:45:05 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Settlement – Investment Executive https://www.investmentexecutive.com 32 32 IOSCO seeks to bolster carbon markets https://www.investmentexecutive.com/news/from-the-regulators/iosco-seeks-to-bolster-carbon-markets/ Thu, 14 Nov 2024 20:45:05 +0000 https://www.investmentexecutive.com/?p=496769 Regulator issues report with recommendations for building safe, sound markets

The post IOSCO seeks to bolster carbon markets appeared first on Investment Executive.

]]> Move to T+1 both easier, and harder, than T+2 https://www.investmentexecutive.com/news/industry-news/move-to-t1-both-easier-and-harder-than-t2/ Thu, 31 Oct 2024 18:15:10 +0000 https://www.investmentexecutive.com/?p=495818 CCMA declares project a success, but not a blueprint for T+0

The post Move to T+1 both easier, and harder, than T+2 appeared first on Investment Executive.

]]> European regulators prep for possible T+1 move https://www.investmentexecutive.com/news/from-the-regulators/european-regulators-prep-for-possible-t1-move/ Tue, 15 Oct 2024 18:17:36 +0000 https://www.investmentexecutive.com/?p=494805 ESMA promises transition oversight group to support move to faster settlement

The post European regulators prep for possible T+1 move appeared first on Investment Executive.

]]> Bank turmoil has lessons for regulators https://www.investmentexecutive.com/news/from-the-regulators/bank-turmoil-has-lessons-for-regulators/ Fri, 11 Oct 2024 17:18:01 +0000 https://www.investmentexecutive.com/?p=494677 Liquidity oversight may need to evolve in the wake of March 2023 stress

The post Bank turmoil has lessons for regulators appeared first on Investment Executive.

]]> U.S. securities industry tests backup plans https://www.investmentexecutive.com/news/industry-news/u-s-securities-industry-tests-backup-plans/ Mon, 07 Oct 2024 20:11:51 +0000 https://www.investmentexecutive.com/?p=494062 Industry's major exchanges, infrastructure capable of withstanding an operational crisis: SIFMA

The post U.S. securities industry tests backup plans appeared first on Investment Executive.

]]> U.K. launches digital securities testing https://www.investmentexecutive.com/news/from-the-regulators/u-k-launches-digital-securities-testing/ Mon, 30 Sep 2024 18:40:02 +0000 https://www.investmentexecutive.com/?p=493637 Initiative allows firms to test innovations, explore potential regulatory reforms

The post U.K. launches digital securities testing appeared first on Investment Executive.

]]> U.S. applauds T+1, in no hurry for T+0 https://www.investmentexecutive.com/news/from-the-regulators/u-s-applauds-t1-in-no-hurry-for-t0/ Thu, 12 Sep 2024 18:29:59 +0000 https://www.investmentexecutive.com/?p=492603 Shorter settlement cycle has succeeded in reducing risk, freeing up capital

The post U.S. applauds T+1, in no hurry for T+0 appeared first on Investment Executive.

]]> CIRO alleges dealer filed RESP grants inadequately for 20 years https://www.investmentexecutive.com/news/from-the-regulators/ciro-alleges-dealer-filed-resp-grants-inadequately-for-20-years/ Mon, 19 Aug 2024 16:26:47 +0000 https://www.investmentexecutive.com/?p=491314 Settlement hearing with Royal Mutual Funds scheduled for Oct. 15

The post CIRO alleges dealer filed RESP grants inadequately for 20 years appeared first on Investment Executive.

]]> ASX misled market, ASIC alleges in lawsuit https://www.investmentexecutive.com/news/from-the-regulators/asx-misled-market-asic-alleges-in-lawsuit/ Wed, 14 Aug 2024 18:59:45 +0000 https://www.investmentexecutive.com/?p=491116 Exchange overpromised, under-delivered on clearing system replacement

The post ASX misled market, ASIC alleges in lawsuit appeared first on Investment Executive.

]]> ESMA takes aim at best execution https://www.investmentexecutive.com/news/from-the-regulators/esma-takes-aim-at-best-execution/ Tue, 16 Jul 2024 19:41:22 +0000 https://www.investmentexecutive.com/?p=489445 Consultation aims to clarify and improve compliance with trading rules

The post ESMA takes aim at best execution appeared first on Investment Executive.

]]>