Seniors | Investment Executive https://www.investmentexecutive.com/tag/seniors/ Canada's news source for financial professionals Fri, 06 Feb 2026 19:51:21 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Seniors | Investment Executive https://www.investmentexecutive.com/tag/seniors/ 32 32 Lawyer sanctioned in fake GIC scheme https://www.investmentexecutive.com/news/lawyer-sanctioned-in-fake-gic-scheme/ Fri, 06 Feb 2026 19:47:43 +0000 https://www.investmentexecutive.com/?p=531250 Trust account used in fraud, misappropriation, Law Society finds

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]]> NIA survey points to progress on healthy aging, but financial stress is growing https://www.investmentexecutive.com/news/nia-survey-points-to-progress-on-healthy-aging-but-financial-stress-is-growing/ Tue, 20 Jan 2026 22:18:08 +0000 https://www.investmentexecutive.com/?p=529867 Think tank outlines proposals to support retirement income, health care needs

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]]> Former TD rep sanctioned for misappropriation https://www.investmentexecutive.com/news/former-td-rep-sanctioned-for-misappropriation/ Mon, 19 Jan 2026 14:33:59 +0000 https://www.investmentexecutive.com/?p=529613 Fake bank accounts used to divert funds from clients that were elderly, dead

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]]> FINRA seeks ‘speed bumps’ to guard against fraud https://www.investmentexecutive.com/news/finra-seeks-speed-bumps-to-guard-against-fraud/ Thu, 08 Jan 2026 21:28:44 +0000 https://www.investmentexecutive.com/?p=528908 SRO proposes added measures to protect investors from exploitation

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]]> Advisor’s notes inadmissible, court finds https://www.investmentexecutive.com/news/advisors-notes-inadmissible-court-finds/ Tue, 06 Jan 2026 21:12:32 +0000 https://www.investmentexecutive.com/?p=528800 Notes must meet two-part test to count as evidence

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]]> Speeding dispute resolution for older, ill investors https://www.investmentexecutive.com/news/from-the-regulators/speeding-dispute-resolution-for-older-ill-investors/ Tue, 09 Dec 2025 20:28:18 +0000 https://www.investmentexecutive.com/?p=527360 FINRA to accelerate arbitration process for vulnerable clients

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]]> Court orders sanctions in precious metals scheme https://www.investmentexecutive.com/news/court-orders-sanctions-in-precious-metals-scheme/ Fri, 21 Nov 2025 16:17:23 +0000 https://www.investmentexecutive.com/?p=525972 Parallel cases by SEC, CFTC and state regulators result in restitution, penalties

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]]> Double trouble: Twins convicted of defrauding clients https://www.investmentexecutive.com/news/double-trouble-twins-convicted-of-defrauding-clients/ Fri, 14 Nov 2025 21:11:23 +0000 https://www.investmentexecutive.com/?p=525534 Pair stole millions from clients, including vulnerable investors

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]]> Rep fined, banned for stealing from a client https://www.investmentexecutive.com/news/from-the-regulators/rep-fined-banned-for-stealing-from-a-client/ Fri, 20 Jun 2025 15:20:28 +0000 https://www.investmentexecutive.com/?p=513180 Firm repaid almost $600,000 to client for losses, DSC fees, tax, lost gains

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]]> CEO sold fake units in real LPs, SEC alleges https://www.investmentexecutive.com/news/from-the-regulators/ceo-sold-fake-units-in-real-lps-sec-alleges/ Fri, 23 May 2025 17:15:06 +0000 https://www.investmentexecutive.com/?p=510498 Alleged scheme sold US$46 million in phantom interests in genuine vehicles

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