Budget boosts penalties, SRO powers, short selling rules
FINRA highlights need to revise rules to match current technology
Effort to gain insight on dealers' clients will seek data from year-end 2026
Actions represented a "serious" conflict of interest, panel says
SRO details its policy priorities for fiscal 2026
Provincial regulator orders case returned to the SRO to be reconsidered
Service has helped recover money for investors, generated enforcement referrals
All provinces expected to join effort to curb duplication, burden
SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project
SRO previews initiatives to industry event